JAPAN SMALLER CAPITALIZATION

CUSIP: 47109U104 Class: COM

BANK OF MONTREAL /CAN/'s Holding History (CIK: 0000927971)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 70 Value ($000) $1 Avg Close — Range —
Q2 2013
Shares 2,100 Value ($000) $18 Avg Close — Range —