JAPAN SMALLER CAPITALIZATION

CUSIP: 47109U104 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 460,002 Value ($000) $4,218 Avg Close — Range —
Q3 2013
Shares 460,002 Value ($000) $4,181 Avg Close — Range —
Q2 2013
Shares 400,000 Value ($000) $3,428 Avg Close — Range —