JAPAN SMALLER CAPITALIZATION

CUSIP: 47109U104 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022
Shares 12,541 Value ($000) $90 Avg Close — Range —
Q4 2021
Shares 24,005 Value ($000) $189 Avg Close — Range —
Q3 2021
Shares 24,320 Value ($000) $220 Avg Close — Range —
Q2 2021
Shares 26,268 Value ($000) $237 Avg Close — Range —
Q1 2021
Shares 24,464 Value ($000) $228 Avg Close — Range —
Q4 2020
Shares 24,878 Value ($000) $225 Avg Close — Range —
Q3 2020
Shares 24,485 Value ($000) $212 Avg Close — Range —
Q2 2020
Shares 18,059 Value ($000) $141 Avg Close — Range —
Q3 2019
Shares 26,916 Value ($000) $236 Avg Close — Range —
Q4 2018
Shares 28,158 Value ($000) $234 Avg Close — Range —
Q3 2018
Shares 30,282 Value ($000) $335 Avg Close — Range —
Q2 2018
Shares 31,605 Value ($000) $368 Avg Close — Range —
Q1 2018
Shares 24,855 Value ($000) $306 Avg Close — Range —
Q4 2017
Shares 13,804 Value ($000) $163 Avg Close — Range —
Q4 2014
Shares 11,652 Value ($000) $105 Avg Close — Range —
Q3 2014
Shares 11,652 Value ($000) $113 Avg Close — Range —
Q2 2014
Shares 10,922 Value ($000) $103 Avg Close — Range —
Q1 2014
Shares 10,922 Value ($000) $96 Avg Close — Range —