JAPAN SMALLER CAPITALIZATION

CUSIP: 47109U104 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 57,879 Value ($000) $641 Avg Close — Range —
Q1 2019
Shares 30,539 Value ($000) $268 Avg Close — Range —
Q4 2018
Shares 26,284 Value ($000) $219 Avg Close — Range —
Q3 2018
Shares 20,346 Value ($000) $225 Avg Close — Range —
Q2 2018
Shares 18,096 Value ($000) $211 Avg Close — Range —
Q1 2018
Shares 18,156 Value ($000) $223 Avg Close — Range —
Q4 2017
Shares 11,606 Value ($000) $137 Avg Close — Range —
Q3 2017
Shares 10,144 Value ($000) $127 Avg Close — Range —