JAPAN SMALLER CAPITALIZATION

CUSIP: 47109U104 Class: COM

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 14,559 Value ($000) $172 Avg Close — Range —
Q4 2015
Shares 7,330 Value ($000) $75 Avg Close — Range —
Q3 2015
Shares 1,893 Value ($000) $19 Avg Close — Range —
Q1 2015
Shares 1,893 Value ($000) $19 Avg Close — Range —
Q4 2014
Shares 2,333 Value ($000) $21 Avg Close — Range —
Q3 2014
Shares 5,535 Value ($000) $54 Avg Close — Range —
Q2 2014
Shares 8,311 Value ($000) $79 Avg Close — Range —
Q1 2014
Shares 884 Value ($000) $8 Avg Close — Range —
Q4 2013
Shares 440 Value ($000) $4 Avg Close — Range —
Q3 2013
Shares 440 Value ($000) $4 Avg Close — Range —
Q2 2013
Shares 440 Value ($000) $4 Avg Close — Range —