JAPAN SMALLER CAPITALIZATION

CUSIP: 47109U104 Class: COM

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022
Shares 1,425 Value ($000) $10 Avg Close — Range —
Q4 2021
Shares 1,425 Value ($000) $11 Avg Close — Range —
Q3 2021
Shares 1,324 Value ($000) $11 Avg Close — Range —
Q2 2021
Shares 8,251 Value ($000) $74 Avg Close — Range —
Q1 2021
Shares 13,299 Value ($000) $123 Avg Close — Range —
Q4 2020
Shares 15,258 Value ($000) $137 Avg Close — Range —
Q3 2020
Shares 18,568 Value ($000) $160 Avg Close — Range —
Q2 2020
Shares 15,927 Value ($000) $125 Avg Close — Range —