JOHN HANCOCK HDG EQ & INC FD

CUSIP: 47804L102 Class: COM

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 48,304 Value ($000) $803 Avg Close — Range —
Q2 2013
Shares 90,669 Value ($000) $1,531 Avg Close — Range —