JOHN HANCOCK HDG EQ & INC FD

CUSIP: 47804L102 Class: COM

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 220 Value ($000) $4 Avg Close — Range —
Q2 2014
Shares 569 Value ($000) $11 Avg Close — Range —