JP Morgan Chase 5.50 12/31/49 Pfd

CUSIP: 48126E750 Class: PRD

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 21,150 Value ($000) $485 Avg Close — Range —
Q1 2014
Shares 20,750 Value ($000) $453 Avg Close — Range —
Q3 2013
Shares 21,250 Value ($000) $457 Avg Close — Range —
Q2 2013
Shares 20,800 Value ($000) $499 Avg Close — Range —