KBL MERGER CORP IV

CUSIP: 48242A104 Class: COM

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 220,375 Value ($000) $2,248 Avg Close — Range —

Q3 2018

Shares 220,375 Value ($000) $2,226 Avg Close — Range —

Q2 2018

Shares 220,375 Value ($000) $2,191 Avg Close — Range —

Q1 2018

Shares 220,375 Value ($000) $2,171 Avg Close — Range —

Q4 2017

Shares 230,000 Value ($000) $2,233 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	220,375	$2,248	—	—
Q3 2018	220,375	$2,226	—	—
Q2 2018	220,375	$2,191	—	—
Q1 2018	220,375	$2,171	—	—
Q4 2017	230,000	$2,233	—	—