KBL MERGER CORP IV

CUSIP: 48242A104 Class: COM

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 20,185 Value ($000) $212 Avg Close — Range —
Q1 2019
Shares 349,788 Value ($000) $3,634 Avg Close — Range —
Q4 2018
Shares 249,788 Value ($000) $2,548 Avg Close — Range —
Q3 2018
Shares 249,788 Value ($000) $2,523 Avg Close — Range —
Q2 2018
Shares 249,788 Value ($000) $2,485 Avg Close — Range —
Q1 2018
Shares 220,054 Value ($000) $2,168 Avg Close — Range —
Q3 2017
Shares 510,700 Value ($000) $4,963 Avg Close — Range —
Q2 2017
Shares 508,600 Value ($000) $4,933 Avg Close — Range —