KBL MERGER CORP IV

CUSIP: 48242A120 Class: RIGHT 03/22/2019

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 59,540 Value ($000) $20 Avg Close — Range —
Q2 2017
Shares 508,600 Value ($000) $178 Avg Close — Range —