KBL MERGER CORP IV

CUSIP: 48242A120 Class: RIGHT 03/22/2019

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 40,000 Value ($000) $18 Avg Close — Range —
Q2 2018
Shares 40,000 Value ($000) $13 Avg Close — Range —