KBL MERGER CORP IV

CUSIP: 48242A203 Class: UNIT 01/15/2024

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 40,000 Value ($000) $416 Avg Close — Range —
Q4 2017
Shares 40,000 Value ($000) $406 Avg Close — Range —
Q3 2017
Shares 40,000 Value ($000) $408 Avg Close — Range —
Q2 2017
Shares 40,000 Value ($000) $408 Avg Close — Range —