KKR FINL HLDGS LLC

CUSIP: 48248A306 Class: CMN

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 6,600 Value ($000) $76 Avg Close — Range —
Q4 2013
Shares 6,600 Value ($000) $80 Avg Close — Range —