KKR FINL HLDGS LLC

CUSIP: 48248A306 Class: CMN

HENNESSY ADVISORS INC's Holding History (CIK: 0001145255)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 495,000 Value ($000) $5,727 Avg Close — Range —
Q4 2013
Shares 510,000 Value ($000) $6,217 Avg Close — Range —
Q3 2013
Shares 610,000 Value ($000) $6,301 Avg Close — Range —
Q2 2013
Shares 550,000 Value ($000) $5,803 Avg Close — Range —