KKR FINL HLDGS LLC

CUSIP: 48248A306 Class: CMN

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 179,714 Value ($000) $2,079 Avg Close — Range —
Q4 2013
Shares 201,778 Value ($000) $2,459 Avg Close — Range —
Q3 2013
Shares 148,974 Value ($000) $1,539 Avg Close — Range —
Q2 2013
Shares 155,331 Value ($000) $1,639 Avg Close — Range —