KKR FINL HLDGS LLC

CUSIP: 48248A306 Class: CMN

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 251,910 Value ($000) $2,915 Avg Close — Range —
Q4 2013
Shares 390,098 Value ($000) $4,755 Avg Close — Range —
Q3 2013
Shares 328,022 Value ($000) $3,425 Avg Close — Range —
Q2 2013
Shares 319,196 Value ($000) $3,368 Avg Close — Range —