KKR FINL HLDGS LLC

CUSIP: 48248A306 Class: CMN

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 14,216 Value ($000) $164 Avg Close — Range —
Q4 2013
Shares 14,380 Value ($000) $175 Avg Close — Range —
Q3 2013
Shares 12,151 Value ($000) $126 Avg Close — Range —
Q2 2013
Shares 11,745 Value ($000) $124 Avg Close — Range —