KKR FINL HLDGS LLC

CUSIP: 48248A306 Class: CMN

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 19,791 Value ($000) $229 Avg Close — Range —
Q4 2013
Shares 19,373 Value ($000) $236 Avg Close — Range —
Q3 2013
Shares 20,050 Value ($000) $207 Avg Close — Range —
Q2 2013
Shares 15,350 Value ($000) $162 Avg Close — Range —