KAYNE ANDERSON ACQUISITION

CUSIP: 48661U110 Class: *W EXP 06/30/202

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 66,666 Value ($000) $80 Avg Close — Range —
Q1 2018
Shares 66,666 Value ($000) $62 Avg Close — Range —
Q4 2017
Shares 66,666 Value ($000) $55 Avg Close — Range —
Q3 2017
Shares 66,666 Value ($000) $50 Avg Close — Range —
Q2 2017
Shares 66,666 Value ($000) $52 Avg Close — Range —