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CUSIP: 48666KAS8 Class: NOTE 1.375% 2/0

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 1,000 Value ($000) $103 Avg Close — Range —
Q3 2013
Shares 5,200,000 Value ($000) $5,281 Avg Close — Range —
Q2 2013
Shares 5,800,000 Value ($000) $6,017 Avg Close — Range —