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CUSIP: 48666KAS8 Class: NOTE 1.375% 2/0

GAM Holding AG's Holding History (CIK: 0001438848)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 5,200,000 Value ($000) $5,319 Avg Close — Range —
Q2 2013
Shares 4,200,000 Value ($000) $4,409 Avg Close — Range —