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CUSIP: 48666KAS8 Class: NOTE 1.375% 2/0

HighTower Advisors, LLC's Holding History (CIK: 0001462245)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 16,000 Value ($000) $15 Avg Close — Range —
Q4 2015
Shares 16,000 Value ($000) $14 Avg Close — Range —
Q3 2015
Shares 16,000 Value ($000) $15 Avg Close — Range —
Q2 2015
Shares 16,000 Value ($000) $16 Avg Close — Range —