KCAP FINL INC

CUSIP: 48668E101 Class: CMN

CHARLES SCHWAB INVESTMENT MANAGEMENT INC's Holding History (CIK: 0000884546)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 36,300 Value ($000) $315 Avg Close — Range —
Q4 2013
Shares 36,300 Value ($000) $293 Avg Close — Range —
Q3 2013
Shares 36,300 Value ($000) $326 Avg Close — Range —
Q2 2013
Shares 36,300 Value ($000) $403 Avg Close — Range —