KCAP FINL INC

CUSIP: 48668E101 Class: CMN

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 600 Value ($000) $2 Avg Close — Range —
Q2 2016
Shares 67,106 Value ($000) $262 Avg Close — Range —
Q1 2016
Shares 39,873 Value ($000) $143 Avg Close — Range —
Q4 2015
Shares 30,393 Value ($000) $123 Avg Close — Range —
Q3 2015
Shares 30,393 Value ($000) $137 Avg Close — Range —
Q2 2015
Shares 26,593 Value ($000) $159 Avg Close — Range —
Q1 2015
Shares 25,093 Value ($000) $168 Avg Close — Range —
Q4 2014
Shares 25,093 Value ($000) $171 Avg Close — Range —
Q3 2014
Shares 25,593 Value ($000) $212 Avg Close — Range —
Q2 2014
Shares 188,100 Value ($000) $1,595 Avg Close — Range —
Q1 2014
Shares 42,735 Value ($000) $369 Avg Close — Range —
Q4 2013
Shares 21,237 Value ($000) $171 Avg Close — Range —
Q3 2013
Shares 92,617 Value ($000) $827 Avg Close — Range —