KCAP FINL INC

CUSIP: 48668E101 Class: CMN

D. E. Shaw & Co., Inc.'s Holding History (CIK: 0001009207)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 10,410 Value ($000) $36 Avg Close — Range —
Q3 2018
Shares 10,410 Value ($000) $34 Avg Close — Range —
Q2 2018
Shares 10,410 Value ($000) $34 Avg Close — Range —
Q1 2018
Shares 10,410 Value ($000) $33 Avg Close — Range —
Q4 2017
Shares 10,410 Value ($000) $35 Avg Close — Range —
Q3 2017
Shares 10,410 Value ($000) $38 Avg Close — Range —
Q2 2017
Shares 10,410 Value ($000) $37 Avg Close — Range —
Q1 2017
Shares 27,785 Value ($000) $113 Avg Close — Range —
Q4 2016
Shares 38,668 Value ($000) $154 Avg Close — Range —
Q3 2016
Shares 41,435 Value ($000) $192 Avg Close — Range —
Q2 2016
Shares 23,527 Value ($000) $92 Avg Close — Range —
Q1 2016
Shares 34,672 Value ($000) $125 Avg Close — Range —
Q3 2015
Shares 11,415 Value ($000) $51 Avg Close — Range —
Q4 2014
Shares 52,920 Value ($000) $361 Avg Close — Range —
Q3 2014
Shares 42,691 Value ($000) $355 Avg Close — Range —
Q2 2014
Shares 10,562 Value ($000) $90 Avg Close — Range —
Q4 2013
Shares 12,685 Value ($000) $102 Avg Close — Range —