KCAP FINL INC

CUSIP: 48668E101 Class: CMN

SCHRODER INVESTMENT MANAGEMENT GROUP's Holding History (CIK: 0001086619)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 1,100 Value ($000) $9,846 Avg Close — Range —
Q2 2013
Shares 18,900 Value ($000) $212,814 Avg Close — Range —