KCAP FINL INC

CUSIP: 48668E101 Class: CMN

HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC's Holding History (CIK: 0001164833)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 13,521 Value ($000) $54 Avg Close — Range —

Q3 2016

Shares 10,465 Value ($000) $48 Avg Close — Range —

Q2 2016

Shares 12,978 Value ($000) $51 Avg Close — Range —

Q1 2016

Shares 12,978 Value ($000) $47 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	13,521	$54	—	—
Q3 2016	10,465	$48	—	—
Q2 2016	12,978	$51	—	—
Q1 2016	12,978	$47	—	—