KCAP FINL INC

CUSIP: 48668E101 Class: CMN

Advisors Asset Management, Inc.'s Holding History (CIK: 0001297376)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 447,762 Value ($000) $1,621 Avg Close — Range —
Q4 2018
Shares 365,723 Value ($000) $1,265 Avg Close — Range —
Q3 2018
Shares 251,588 Value ($000) $833 Avg Close — Range —
Q2 2018
Shares 230,330 Value ($000) $749 Avg Close — Range —
Q1 2018
Shares 239,550 Value ($000) $709 Avg Close — Range —
Q4 2017
Shares 184,836 Value ($000) $630 Avg Close — Range —
Q3 2017
Shares 135,619 Value ($000) $495 Avg Close — Range —
Q2 2017
Shares 141,452 Value ($000) $499 Avg Close — Range —
Q1 2017
Shares 148,537 Value ($000) $605 Avg Close — Range —
Q4 2016
Shares 153,456 Value ($000) $611 Avg Close — Range —
Q3 2016
Shares 263,918 Value ($000) $1,222 Avg Close — Range —
Q2 2016
Shares 437,265 Value ($000) $1,714 Avg Close — Range —
Q1 2016
Shares 452,239 Value ($000) $1,628 Avg Close — Range —
Q4 2015
Shares 471,918 Value ($000) $1,921 Avg Close — Range —
Q3 2015
Shares 517,400 Value ($000) $2,333 Avg Close — Range —
Q2 2015
Shares 652,914 Value ($000) $3,904 Avg Close — Range —
Q1 2015
Shares 1,207,473 Value ($000) $8,126 Avg Close — Range —
Q4 2014
Shares 1,085,808 Value ($000) $7,405 Avg Close — Range —
Q3 2014
Shares 1,014,058 Value ($000) $8,427 Avg Close — Range —
Q2 2014
Shares 1,010,380 Value ($000) $8,578 Avg Close — Range —
Q1 2014
Shares 1,379,530 Value ($000) $11,947 Avg Close — Range —
Q4 2013
Shares 1,475,293 Value ($000) $11,906 Avg Close — Range —
Q3 2013
Shares 1,420,557 Value ($000) $12,757 Avg Close — Range —
Q2 2013
Shares 1,110,383 Value ($000) $12,503 Avg Close — Range —