KCAP FINL INC

CUSIP: 48668E101 Class: CMN

Texas Yale Capital Corp.'s Holding History (CIK: 0001332342)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 100,100 Value ($000) $463 Avg Close — Range —
Q2 2016
Shares 100,100 Value ($000) $392 Avg Close — Range —
Q1 2016
Shares 100,100 Value ($000) $360 Avg Close — Range —
Q4 2015
Shares 112,800 Value ($000) $459 Avg Close — Range —
Q3 2015
Shares 112,800 Value ($000) $509 Avg Close — Range —
Q2 2015
Shares 31,400 Value ($000) $188 Avg Close — Range —
Q1 2015
Shares 31,400 Value ($000) $211 Avg Close — Range —
Q4 2014
Shares 31,400 Value ($000) $214 Avg Close — Range —
Q3 2014
Shares 103,100 Value ($000) $857 Avg Close — Range —