KCAP FINL INC

CUSIP: 48668E101 Class: CMN

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 3,300 Value ($000) $15 Avg Close — Range —
Q2 2014
Shares 5,800 Value ($000) $49 Avg Close — Range —