KCAP FINL INC

CUSIP: 48668E101 Class: CMN

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 94,517 Value ($000) $819 Avg Close — Range —
Q4 2013
Shares 99,082 Value ($000) $800 Avg Close — Range —
Q3 2013
Shares 94,783 Value ($000) $848 Avg Close — Range —
Q2 2013
Shares 97,173 Value ($000) $1,094 Avg Close — Range —