KCAP FINL INC

CUSIP: 48668E101 Class: CMN

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 340,472 Value ($000) $1,233 Avg Close — Range —
Q4 2018
Shares 340,472 Value ($000) $1,178 Avg Close — Range —
Q3 2018
Shares 340,472 Value ($000) $1,130 Avg Close — Range —
Q2 2018
Shares 340,472 Value ($000) $1,107 Avg Close — Range —
Q1 2018
Shares 340,472 Value ($000) $1,069 Avg Close — Range —
Q4 2017
Shares 340,472 Value ($000) $1,161 Avg Close — Range —
Q3 2017
Shares 340,472 Value ($000) $1,243 Avg Close — Range —
Q2 2017
Shares 340,472 Value ($000) $1,202 Avg Close — Range —
Q1 2017
Shares 340,472 Value ($000) $1,386 Avg Close — Range —
Q4 2016
Shares 340,472 Value ($000) $1,355 Avg Close — Range —
Q3 2016
Shares 340,472 Value ($000) $1,576 Avg Close — Range —
Q2 2016
Shares 340,472 Value ($000) $1,335 Avg Close — Range —
Q1 2016
Shares 340,472 Value ($000) $1,226 Avg Close — Range —
Q4 2015
Shares 535,785 Value ($000) $2,181 Avg Close — Range —
Q3 2015
Shares 551,090 Value ($000) $2,485 Avg Close — Range —
Q2 2015
Shares 551,280 Value ($000) $3,297 Avg Close — Range —
Q1 2015
Shares 606,176 Value ($000) $4,080 Avg Close — Range —
Q4 2014
Shares 588,543 Value ($000) $4,014 Avg Close — Range —
Q3 2014
Shares 585,313 Value ($000) $4,864 Avg Close — Range —
Q2 2014
Shares 591,994 Value ($000) $5,026 Avg Close — Range —
Q1 2014
Shares 540,055 Value ($000) $4,677 Avg Close — Range —
Q4 2013
Shares 410,161 Value ($000) $3,310 Avg Close — Range —
Q3 2013
Shares 389,509 Value ($000) $3,486 Avg Close — Range —
Q2 2013
Shares 367,592 Value ($000) $4,139 Avg Close — Range —