KCAP FINL INC

CUSIP: 48668E101 Class: CMN

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 1,217,290 Value ($000) $4,382 Avg Close — Range —
Q4 2015
Shares 499,421 Value ($000) $2,033 Avg Close — Range —
Q3 2015
Shares 1,083,410 Value ($000) $4,886 Avg Close — Range —
Q2 2015
Shares 18,544 Value ($000) $111 Avg Close — Range —
Q4 2013
Shares 29,216 Value ($000) $236 Avg Close — Range —
Q3 2013
Shares 45,015 Value ($000) $403 Avg Close — Range —