KCAP FINL INC

CUSIP: 48668E101 Class: CMN

SIMPLEX TRADING, LLC's Holding History (CIK: 0001488542)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 264 Value ($000) $0 Avg Close — Range —
Q1 2018
Shares 47 Value ($000) $0 Avg Close — Range —
Q4 2015
Shares 4,198 Value ($000) $17 Avg Close — Range —
Q1 2015
Shares 900 Value ($000) $6 Avg Close — Range —
Q4 2014
Shares 900 Value ($000) $6 Avg Close — Range —