KCAP FINL INC

CUSIP: 48668E101 Class: CMN

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 1,425 Value ($000) $12 Avg Close — Range —
Q2 2014
Shares 277 Value ($000) $2 Avg Close — Range —