KCAP FINL INC

CUSIP: 48668E101 Class: CMN

Stratos Wealth Partners, LTD.'s Holding History (CIK: 0001612865)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 20,000 Value ($000) $69 Avg Close — Range —
Q2 2018
Shares 20,000 Value ($000) $65 Avg Close — Range —
Q4 2017
Shares 30,000 Value ($000) $102 Avg Close — Range —
Q4 2016
Shares 30,000 Value ($000) $119 Avg Close — Range —
Q3 2016
Shares 30,000 Value ($000) $139 Avg Close — Range —
Q2 2016
Shares 30,000 Value ($000) $118 Avg Close — Range —