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CUSIP: 493267405 Class: PFD 7.75% SR A

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 3,337 Value ($000) $436 Avg Close — Range —
Q4 2014
Shares 7,397 Value ($000) $965 Avg Close — Range —
Q3 2014
Shares 7,397 Value ($000) $965 Avg Close — Range —
Q2 2014
Shares 7,547 Value ($000) $989 Avg Close — Range —
Q1 2014
Shares 7,472 Value ($000) $964 Avg Close — Range —
Q4 2013
Shares 7,472 Value ($000) $966 Avg Close — Range —
Q3 2013
Shares 7,472 Value ($000) $930 Avg Close — Range —
Q2 2013
Shares 7,472 Value ($000) $931 Avg Close — Range —