KEYCORP NEW

CUSIP: 493267405 Class: PFD 7.75% SR A

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 2,726 Value ($000) $368 Avg Close — Range —
Q3 2016
Shares 1,646 Value ($000) $225 Avg Close — Range —
Q2 2016
Shares 9,075 Value ($000) $1,212 Avg Close — Range —
Q1 2016
Shares 8,854 Value ($000) $1,156 Avg Close — Range —
Q4 2015
Shares 8,454 Value ($000) $1,112 Avg Close — Range —
Q3 2015
Shares 8,854 Value ($000) $1,160 Avg Close — Range —
Q2 2015
Shares 9,646 Value ($000) $1,264 Avg Close — Range —
Q1 2015
Shares 9,461 Value ($000) $1,237 Avg Close — Range —
Q4 2014
Shares 5,630 Value ($000) $735 Avg Close — Range —