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CUSIP: 493267405 Class: PFD 7.75% SR A

Focused Wealth Management, Inc's Holding History (CIK: 0001586052)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 325 Value ($000) $44 Avg Close — Range —
Q3 2016
Shares 325 Value ($000) $44 Avg Close — Range —
Q2 2016
Shares 325 Value ($000) $44 Avg Close — Range —
Q1 2016
Shares 325 Value ($000) $42 Avg Close — Range —