KLR ENERGY ACQUISITION CORP

CUSIP: 49877M116 Class: *W EXP 09/16/202

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 535,581 Value ($000) $632 Avg Close — Range —
Q3 2016
Shares 500,000 Value ($000) $210 Avg Close — Range —
Q2 2016
Shares 500,000 Value ($000) $85 Avg Close — Range —
Q1 2016
Shares 500,000 Value ($000) $95 Avg Close — Range —