KOHLBERG CAPITAL CORP

CUSIP: 500233AB7 Class: NOTE 8.750% 3/1

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 17,000 Value ($000) $17 Avg Close — Range —
Q3 2015
Shares 392,000 Value ($000) $385 Avg Close — Range —
Q2 2015
Shares 392,000 Value ($000) $411 Avg Close — Range —
Q1 2015
Shares 392,000 Value ($000) $431 Avg Close — Range —
Q4 2014
Shares 392,000 Value ($000) $432 Avg Close — Range —
Q3 2014
Shares 392,000 Value ($000) $455 Avg Close — Range —
Q2 2014
Shares 392,000 Value ($000) $452 Avg Close — Range —
Q1 2014
Shares 375,000 Value ($000) $433 Avg Close — Range —
Q4 2013
Shares 375,000 Value ($000) $418 Avg Close — Range —
Q3 2013
Shares 375,000 Value ($000) $440 Avg Close — Range —