KOHLBERG CAPITAL CORP

CUSIP: 500233AB7 Class: NOTE 8.750% 3/1

Wellesley Asset Management's Holding History (CIK: 0001533551)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 3,496 Value ($000) $3,553 Avg Close — Range —
Q3 2015
Shares 4,679 Value ($000) $4,647 Avg Close — Range —
Q2 2015
Shares 4,731 Value ($000) $5,093 Avg Close — Range —
Q1 2015
Shares 4,850 Value ($000) $5,389 Avg Close — Range —
Q4 2014
Shares 4,850 Value ($000) $5,480 Avg Close — Range —
Q3 2014
Shares 4,850 Value ($000) $5,683 Avg Close — Range —
Q2 2014
Shares 4,842 Value ($000) $5,623 Avg Close — Range —
Q1 2014
Shares 4,849 Value ($000) $5,650 Avg Close — Range —
Q4 2013
Shares 4,857 Value ($000) $5,496 Avg Close — Range —
Q3 2013
Shares 4,862 Value ($000) $5,734 Avg Close — Range —
Q2 2013
Shares 2,090 Value ($000) $2,874 Avg Close — Range —
Q1 2013
Shares 2,068 Value ($000) $2,766 Avg Close — Range —