LPL FINL HLDGS INC

Ticker: LPLA CUSIP: 50212V100 Class: COM

UBS ASSET MANAGEMENT AMERICAS INC's Holding History (CIK: 0000861177)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 581,924 Value ($000) $207,846 Avg Close $353.69 Range $310.70 - $395.75

Q3 2025

Shares 589,491 Value ($000) $196,118 Avg Close $362.48 Range $318.87 - $403.58

Q2 2025

Shares 729,209 Value ($000) $273,431 Avg Close $350.35 Range $262.83 - $390.23

Q1 2025

Shares 607,561 Value ($000) $198,758 Avg Close $348.21 Range $306.71 - $384.04

Q4 2024

Shares 581,645 Value ($000) $189,913 Avg Close $295.72 Range $222.75 - $336.40

Q3 2024

Shares 615,237 Value ($000) $143,123 Avg Close $225.33 Range $187.19 - $284.59

Q2 2024

Shares 655,451 Value ($000) $183,067 Avg Close $271.44 Range $255.64 - $289.88

Q1 2024

Shares 543,035 Value ($000) $143,470 Avg Close $252.41 Range $223.81 - $274.35

Q4 2023

Shares 536,752 Value ($000) $122,175 Avg Close $224.79 Range $200.18 - $241.72

Q3 2023

Shares 464,974 Value ($000) $110,501 Avg Close $232.22 Range $214.03 - $250.65

Q2 2023

Shares 283,950 Value ($000) $57,471 Avg Close $200.25 Range $179.00 - $219.18

Q1 2023

Shares 283,950 Value ($000) $57,471 Avg Close $228.60 Range $188.52 - $257.65

Q4 2022

Shares 280,717 Value ($000) $60,683 Avg Close $233.77 Range $203.90 - $271.56

Q3 2022

Shares 225,128 Value ($000) $49,185,962 Avg Close $212.68 Range $169.68 - $236.58

Q2 2022

Shares 241,333 Value ($000) $44,521,112 Avg Close $189.92 Range $165.47 - $220.80

Q1 2022

Shares 334,769 Value ($000) $61,155,600 Avg Close $174.14 Range $140.65 - $196.29

Q4 2021

Shares 447,986 Value ($000) $71,718,078 Avg Close $165.05 Range $150.11 - $176.96

Q3 2021

Shares 495,641 Value ($000) $77,696,684 Avg Close $143.63 Range $127.03 - $161.87

Q2 2021

Shares 399,968 Value ($000) $53,987,682 Avg Close $145.43 Range $134.34 - $159.74

Q1 2021

Shares 378,609 Value ($000) $53,823,055 Avg Close $127.60 Range $101.90 - $147.69

Q4 2020

Shares 154,562 Value ($000) $16,108,452 Avg Close $89.87 Range $75.14 - $105.77

Q3 2020

Shares 130,585 Value ($000) $10,011,953 Avg Close $79.40 Range $73.14 - $85.76

Q2 2020

Shares 130,793 Value ($000) $10,254,170 Avg Close $66.82 Range $47.57 - $86.25

Q1 2020

Shares 134,977 Value ($000) $7,346,799 Avg Close $80.62 Range $32.01 - $99.60

Q4 2019

Shares 120,865 Value ($000) $11,149,797 Avg Close $85.83 Range $70.14 - $94.70

Q3 2019

Shares 123,354 Value ($000) $10,102,693 Avg Close $80.03 Range $70.08 - $89.89

Q2 2019

Shares 229,898 Value ($000) $18,752,780 Avg Close $79.12 Range $69.75 - $86.09

Q1 2019

Shares 219,532 Value ($000) $15,290,404 Avg Close $72.07 Range $59.48 - $79.34

Q4 2018

Shares 200,774 Value ($000) $12,263,278 Avg Close $60.96 Range $52.03 - $66.33

Q3 2018

Shares 172,918 Value ($000) $11,154,940 Avg Close $66.30 Range $63.31 - $71.46

Q2 2018

Shares 181,552 Value ($000) $11,898,918 Avg Close $65.72 Range $56.31 - $73.28

Q1 2018

Shares 129,033 Value ($000) $7,880,044 Avg Close $61.98 Range $55.86 - $66.64

Q4 2017

Shares 100,228 Value ($000) $5,727,026 Avg Close $52.62 Range $48.13 - $57.90

Q3 2017

Shares 100,793 Value ($000) $5,197,894 Avg Close $46.02 Range $41.92 - $52.27

Q2 2017

Shares 73,229 Value ($000) $3,109,303 Avg Close $40.58 Range $37.39 - $43.79

Q1 2017

Shares 62,614 Value ($000) $2,493,915 Avg Close $39.30 Range $35.23 - $41.99

Q4 2016

Shares 50,838 Value ($000) $1,790 Avg Close $34.95 Range $29.09 - $42.86

Q3 2016

Shares 73,171 Value ($000) $2,189 Avg Close $27.05 Range $20.51 - $30.56

Q2 2016

Shares 69,328 Value ($000) $1,562 Avg Close $25.11 Range $20.95 - $28.77

Q1 2016

Shares 53,081 Value ($000) $1,316 Avg Close $26.99 Range $15.38 - $43.89

Q4 2015

Shares 68,925 Value ($000) $2,940 Avg Close $42.59 Range $36.41 - $48.00

Q3 2015

Shares 64,739 Value ($000) $2,575 Avg Close $43.02 Range $37.72 - $48.18

Q2 2015

Shares 59,079 Value ($000) $2,747 Avg Close $43.25 Range $39.41 - $48.00

Q1 2015

Shares 52,979 Value ($000) $2,323 Avg Close $44.19 Range $39.83 - $47.38

Q4 2014

Shares 44,251 Value ($000) $1,971 Avg Close $43.01 Range $38.34 - $46.06

Q3 2014

Shares 41,651 Value ($000) $1,918 Avg Close $48.19 Range $45.95 - $53.97

Q2 2014

Shares 41,651 Value ($000) $2,072 Avg Close $48.50 Range $45.34 - $54.07

Q1 2014

Shares 38,222 Value ($000) $2,009 Avg Close $52.79 Range $46.23 - $56.45

Q4 2013

Shares 34,722 Value ($000) $1,633 Avg Close $41.96 Range $36.82 - $47.53

Q3 2013

Shares 27,026 Value ($000) $1,035 Avg Close $38.25 Range $36.58 - $39.80

Q2 2013

Shares 28,426 Value ($000) $1,073 Avg Close $35.76 Range $31.59 - $39.21

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	581,924	$207,846	$353.69	$310.70 - $395.75
Q3 2025	589,491	$196,118	$362.48	$318.87 - $403.58
Q2 2025	729,209	$273,431	$350.35	$262.83 - $390.23
Q1 2025	607,561	$198,758	$348.21	$306.71 - $384.04
Q4 2024	581,645	$189,913	$295.72	$222.75 - $336.40
Q3 2024	615,237	$143,123	$225.33	$187.19 - $284.59
Q2 2024	655,451	$183,067	$271.44	$255.64 - $289.88
Q1 2024	543,035	$143,470	$252.41	$223.81 - $274.35
Q4 2023	536,752	$122,175	$224.79	$200.18 - $241.72
Q3 2023	464,974	$110,501	$232.22	$214.03 - $250.65
Q2 2023	283,950	$57,471	$200.25	$179.00 - $219.18
Q1 2023	283,950	$57,471	$228.60	$188.52 - $257.65
Q4 2022	280,717	$60,683	$233.77	$203.90 - $271.56
Q3 2022	225,128	$49,185,962	$212.68	$169.68 - $236.58
Q2 2022	241,333	$44,521,112	$189.92	$165.47 - $220.80
Q1 2022	334,769	$61,155,600	$174.14	$140.65 - $196.29
Q4 2021	447,986	$71,718,078	$165.05	$150.11 - $176.96
Q3 2021	495,641	$77,696,684	$143.63	$127.03 - $161.87
Q2 2021	399,968	$53,987,682	$145.43	$134.34 - $159.74
Q1 2021	378,609	$53,823,055	$127.60	$101.90 - $147.69
Q4 2020	154,562	$16,108,452	$89.87	$75.14 - $105.77
Q3 2020	130,585	$10,011,953	$79.40	$73.14 - $85.76
Q2 2020	130,793	$10,254,170	$66.82	$47.57 - $86.25
Q1 2020	134,977	$7,346,799	$80.62	$32.01 - $99.60
Q4 2019	120,865	$11,149,797	$85.83	$70.14 - $94.70
Q3 2019	123,354	$10,102,693	$80.03	$70.08 - $89.89
Q2 2019	229,898	$18,752,780	$79.12	$69.75 - $86.09
Q1 2019	219,532	$15,290,404	$72.07	$59.48 - $79.34
Q4 2018	200,774	$12,263,278	$60.96	$52.03 - $66.33
Q3 2018	172,918	$11,154,940	$66.30	$63.31 - $71.46
Q2 2018	181,552	$11,898,918	$65.72	$56.31 - $73.28
Q1 2018	129,033	$7,880,044	$61.98	$55.86 - $66.64
Q4 2017	100,228	$5,727,026	$52.62	$48.13 - $57.90
Q3 2017	100,793	$5,197,894	$46.02	$41.92 - $52.27
Q2 2017	73,229	$3,109,303	$40.58	$37.39 - $43.79
Q1 2017	62,614	$2,493,915	$39.30	$35.23 - $41.99
Q4 2016	50,838	$1,790	$34.95	$29.09 - $42.86
Q3 2016	73,171	$2,189	$27.05	$20.51 - $30.56
Q2 2016	69,328	$1,562	$25.11	$20.95 - $28.77
Q1 2016	53,081	$1,316	$26.99	$15.38 - $43.89
Q4 2015	68,925	$2,940	$42.59	$36.41 - $48.00
Q3 2015	64,739	$2,575	$43.02	$37.72 - $48.18
Q2 2015	59,079	$2,747	$43.25	$39.41 - $48.00
Q1 2015	52,979	$2,323	$44.19	$39.83 - $47.38
Q4 2014	44,251	$1,971	$43.01	$38.34 - $46.06
Q3 2014	41,651	$1,918	$48.19	$45.95 - $53.97
Q2 2014	41,651	$2,072	$48.50	$45.34 - $54.07
Q1 2014	38,222	$2,009	$52.79	$46.23 - $56.45
Q4 2013	34,722	$1,633	$41.96	$36.82 - $47.53
Q3 2013	27,026	$1,035	$38.25	$36.58 - $39.80
Q2 2013	28,426	$1,073	$35.76	$31.59 - $39.21