LPL FINL HLDGS INC

Ticker: LPLA CUSIP: 50212V100 Class: COM

HIGHBRIDGE CAPITAL MANAGEMENT LLC's Holding History (CIK: 0000919185)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 9,728 Value ($000) $502 Avg Close $46.02 Range $41.92 - $52.27

Q2 2017

Shares 14,373 Value ($000) $610 Avg Close $40.58 Range $37.39 - $43.79

Q4 2016

Shares 47,916 Value ($000) $1,688 Avg Close $34.95 Range $29.09 - $42.86

Q3 2014

Shares 32,572 Value ($000) $1,500 Avg Close $48.19 Range $45.95 - $53.97

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	9,728	$502	$46.02	$41.92 - $52.27
Q2 2017	14,373	$610	$40.58	$37.39 - $43.79
Q4 2016	47,916	$1,688	$34.95	$29.09 - $42.86
Q3 2014	32,572	$1,500	$48.19	$45.95 - $53.97