LPL FINL HLDGS INC

Ticker: LPLA CUSIP: 50212V100 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q1 2025

Shares 7,500 Value ($000) $2,454 Avg Close $348.21 Range $306.71 - $384.04

Q1 2014

Shares 213,142 Value ($000) $11,198,000 Avg Close $52.79 Range $46.23 - $56.45

Q4 2013

Shares 174,177 Value ($000) $8,192,000 Avg Close $41.96 Range $36.82 - $47.53

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2025	7,500	$2,454	$348.21	$306.71 - $384.04
Q1 2014	213,142	$11,198,000	$52.79	$46.23 - $56.45
Q4 2013	174,177	$8,192,000	$41.96	$36.82 - $47.53