LPL FINL HLDGS INC

Ticker: LPLA CUSIP: 50212V100 Class: COM

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 33 Value ($000) $8 Avg Close $232.22 Range $214.03 - $250.65

Q2 2023

Shares 28 Value ($000) $6 Avg Close $200.25 Range $179.00 - $219.18

Q1 2023

Shares 88 Value ($000) $18 Avg Close $228.60 Range $188.52 - $257.65

Q4 2022

Shares 130 Value ($000) $28 Avg Close $233.77 Range $203.90 - $271.56

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	33	$8	$232.22	$214.03 - $250.65
Q2 2023	28	$6	$200.25	$179.00 - $219.18
Q1 2023	88	$18	$228.60	$188.52 - $257.65
Q4 2022	130	$28	$233.77	$203.90 - $271.56