LPL FINL HLDGS INC

Ticker: LPLA CUSIP: 50212V100 Class: COM

CACTI ASSET MANAGEMENT LLC's Holding History (CIK: 0001452208)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 10,000 Value ($000) $352 Avg Close $34.95 Range $29.09 - $42.86

Q3 2016

Shares 10,000 Value ($000) $299 Avg Close $27.05 Range $20.51 - $30.56

Q2 2016

Shares 10,000 Value ($000) $225 Avg Close $25.11 Range $20.95 - $28.77

Q1 2016

Shares 10,000 Value ($000) $248 Avg Close $26.99 Range $15.38 - $43.89

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	10,000	$352	$34.95	$29.09 - $42.86
Q3 2016	10,000	$299	$27.05	$20.51 - $30.56
Q2 2016	10,000	$225	$25.11	$20.95 - $28.77
Q1 2016	10,000	$248	$26.99	$15.38 - $43.89