LPL FINL HLDGS INC

Ticker: LPLA CUSIP: 50212V100 Class: COM

AlpInvest Partners B.V.'s Holding History (CIK: 0001512910)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014

Shares 80,004 Value ($000) $3,979 Avg Close $48.50 Range $45.34 - $54.07

Q1 2014

Shares 186,014 Value ($000) $9,773 Avg Close $52.79 Range $46.23 - $56.45

Q4 2013

Shares 285,014 Value ($000) $13,410 Avg Close $41.96 Range $36.82 - $47.53

Q3 2013

Shares 395,558 Value ($000) $15,154 Avg Close $38.25 Range $36.58 - $39.80

Q2 2013

Shares 288,155 Value ($000) $10,881 Avg Close $35.76 Range $31.59 - $39.21

Q4 2012

Shares 10,000 Value ($000) $282 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2014	80,004	$3,979	$48.50	$45.34 - $54.07
Q1 2014	186,014	$9,773	$52.79	$46.23 - $56.45
Q4 2013	285,014	$13,410	$41.96	$36.82 - $47.53
Q3 2013	395,558	$15,154	$38.25	$36.58 - $39.80
Q2 2013	288,155	$10,881	$35.76	$31.59 - $39.21
Q4 2012	10,000	$282	—	—